October 14th | Online
WINNERS 2021
LIFETIME ACHIEVEMENT AWARDS
Fund Action Lifetime Achievement
| Lynn Blake, Chief Investment Officer, Global Equity Beta Solutions |
| State Street |
Fund Directions Lifetime Achievement
| Peter Trapp |
| Neuberger Berman |
ASSET MANAGER SALES, MARKETING AND LEADERSHIP AWARDS
PR Campaign of the Year *NEW FOR 2021*
| Janus Henderson Investors |
Sales and Marketing Excellence through the Covid-19 Pandemic *NEW FOR 2021*
| Vanguard |
Sales and Marketing Excellence through the Covid-19 Pandemic (Smaller Firms) *NEW FOR 2021*
| Alger |
Best ESG Asset Manager *NEW FOR 2021*
| Natixis Investment Managers - Mirova |
Best DEI Initiative of the Year *NEW FOR 2021*
| Franklin Templeton |
Best Philanthropic Initiative
| Thornburg Investment Management |
Asset Manager Digital Tool of the Year
| Catalyst Funds |
Retirement Leader of the Year
| Voya Financial |
Content Marketing Strategy of the Year
| Neuberger Berman |
Social Media Leader of the Year
| ARK Invest |
Fund Innovation of the Year
| Dimensional Fund Advisors |
Asset Manager Podcast of the Year
| VanEck |
Overall Ad Campaign of the Year
| Invesco |
Deal of the Year
| Morgan Stanley acquiring Eaton Vance |
Asset Manager Website of the Year
| WisdomTree |
Fund Marketer of the Year
| Global Head of Marketing - Leslie Walstrom Columbia Threadneedle Investments |
Fund Leader of the Year
| CEO and CIO | Cathie Wood | ARK Invest |
ETF AWARDS
Newcomer ETF Firm of the Year *NEW FOR 2021*
| TrueShares |
Index Provider of the Year *NEW FOR 2021*
| Emles Advisors |
| Emles Indexing LLC |
Fixed Income ETF of the Year *NEW FOR 2021*
| JPMorgan Asset Management |
| JPMorgan Ultra-Short Income ETF (JPST) |
ETF Innovation of the Year
| Defiance |
| Defiance Next Gen SPAC Derived ETF (SPAK) |
Sales Success of the Year - ETFs
| Innovator Capital Management (Innovator ETFs) |
| Defined Outcome ETFs |
Newcomer Fixed Income ETF of the Year *NEW FOR 2021*
| Emles Advisors |
| Emles Real Estate Credit ETF (REC) |
Smart-beta ETF of the Year
| VanEck's MOAT ETF |
| VanEck Vectors Morningstar Wide MOAT ETF (MOAT) |
Newcomer Smart-beta ETF of the Year
| WisdomTree |
| WisdomTree Cybersecurity Fund (WCBR) |
Thematic ETF of the Year
| Invesco |
| The Invesco Solar ETF (TAN) |
Newcomer Thematic ETF of the Year:
| WisdomTree |
| WisdomTree Cybersecurity Fund (WCBR) |
ETF of the Year
| ARK Invest |
| ARK Genomic Revolution ETF (ARKG) |
Newcomer ETF of the Year
| T. Rowe Price |
| T. Rowe Price Active ETF suite |
Active ETF of the Year
| Nationwide Mutual Insurance Company |
| Nationwide Risk-Managed Income ETF (NUSI) |
Newcomer Active ETF of the Year
| KraneShares |
| KraneShares Global Carbon ETF (KRBN) |
ETF Suite of the Year:
| KraneShares |
| China suite |
ETF Provider of the Year
| ARK Invest |
ESG/Impact ETF of the Year
| Ecofin |
| Ecofin Global Water ESG Fund (EBLU) |
Newcomer ESG/Impact ETF of the Year
HumanKind Investments
Humankind US Stock ETF (HKND)
Alternative ETF of the Year
Innovator Capital Management (Innovator ETFs)
Innovator S&P 500 Power Buffer ETF Series
Newcomer Alternative ETF of the Year
Innovator Capital Management (Innovator ETFs) |
Defined Outcome Bond ETFs |
FUND DIRECTOR AWARDS
Trustee of the Year
| Dr. Hassell McClellan – Chair |
| The John Hancock Funds Board |
Small Board Trustee of the Year
| Brook Reece, Chair of the Board |
| The Guinness Atkinson Funds |
Independent Counsel of the Year
| David Blass |
| Simpson Thacher & Bartlett |
Newcomer Director
| Sandra Sponem |
| Guggenheim Funds |
HALL OF FAME INDUCTEES
ARK Invest
Janus Henderson Investors
Simpson Thacher & Bartlett LLP
RISING STARS
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Andrew Dassori
Founding Partner & CIO
Wavelength Capital Management
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Andrew Zutz Associate Partner Goodwin Proctor, LLP |
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Joel Corriero
Partner
Stradley Ronon
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Mana Behbin Of Counsel Morgan, Lewis & Bockius LLP |
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Mike Miszlay
Assistant Vice President ETF Operations
Citi
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Mike Davella Associate K&L Gates LLP |
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Nataly Zelensky
Managing Counsel
& Director
BNY Mellon
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Neesa Patel Sood Counsel Willkie Farr & Gallagher LLP |
Sarah Clinton
Partner
Ropes & Gray LLP
Steve Grigoriou
Counsel
Simpson Thatcher & Bartlett LLP
Troy McGlone
Vice President & Portfolio Manager
Heartland Advisors, Inc
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General Awards Enquiries
Shannon Velkoff
Event Manager
T: +1 516-404-9878