Navigating the Capital Markets & Public Company Readiness
ABOUT THE EVENT
In today’s complex and evolving capital markets environment, organizations seeking growth must carefully navigate the challenges associated with accessing public capital and meeting the heightened operational and regulatory requirements of a public company. This panel brings together seasoned executives, capital markets experts, and advisors to share real-world insights on navigating today’s market conditions, the process of going public, the market forces shaping IPO and SPAC activity, and the strategic, financial, and operational considerations for long-term success.
Learning Objectives
· Identify key capital market pathways – Understand the differences, advantages, and market drivers behind IPOs, SPACs, direct listings, and private capital raises.
· Assess organizational readiness – Recognize the financial, operational, governance, and cultural shifts required for a successful public company transition.
· Navigate regulatory and compliance requirements – Gain clarity on SEC reporting regulations, internal controls (SOX), and disclosure best practices.
· Enhance investor and market communications – Learn strategies for establishing credibility with analysts, investors, and other stakeholders from day one.
· Avoid common readiness pitfalls – Understand lessons learned from recent market entrants and how to proactively address potential challenges.
San Francisco Event
Date: Tuesday, October 7th, 2025
Location: DLA Piper - 555 Mission St., #2400, San Francisco, CA
Time: 5:00 pm – 7:15 pm
Speakers:
Nicolle Brady – Managing Director at Protiviti
Rob Krolik – former CFO at Yelp and General Partner at Burst Capital
Curtis Mo – Partner at DLA Piper
John Hyland – Managing Director at Oppenheimer
Palo Alto Event
Date: Thursday, October 9th, 2025
Location: DLA Piper - 3203 Hanover St., Suite 100, Palo Alto, CA
Time: 5:00 pm – 7:15 pm
Speakers:
Nicolle Brady – Managing Director at Protiviti
Tom Vo – CEO and Founder at Nutex Health
Curtis Mo – Partner at DLA Piper
Tegh Kapur – Managing Director at JP Morgan
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