Managing Director, Head of Markets Legal Asia Pacific
Managing Associate General Counsel, Head of Legal for FICC, Markets, APAC
Allen & Gledhill LLP
Counsel, Asia Pacific
Head of Legal, South East Asia
Schroder Investment Management (Singapore) Ltd.
Allen & Overy
Thursday, July 7, 2022 | 2:30 PM to 5:50 PM
This event will look at the Hong Kong and Singapore regulatory framework applicable to derivatives, including the licensing requirements and the rules governing clearing, margining and reporting of derivatives.
This course would be relevant to market participants looking to become familiar with the laws and regulations applicable to carrying on derivatives business as well as the regulatory aspects of trading in derivatives.
To claim CPD (Hong Kong), CPT (SFC, Hong Kong), CLE (NY State), CPE (NABSA), CPD (England & Wales) credit or FTS (Financial Training Scheme, Singapore), you need to answer the continuing education quizzes. The quizzes will pop up during each session, you must answer the question to receive credit for that session and you must answer questions for each session to receive full credit. After the event attendance will be verified and CLE and CPE certificates will be issued via email.